Arete Research Services LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Ioustina Diadioun
IRN IXD00068
- [FCA CF] Client dealing (25 Oct 2021 to 14 Sep 2022)
Jack Patrick Prosser
IRN JXP00377
- [FCA CF] Client dealing (15 Oct 2020 to 27 Oct 2021)
Jaguar Bajwa
IRN JXB02922
- CF30 Customer (3 Feb 2014 to 19 Oct 2016)
James Edward Fontanelli
IRN JEF01027
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (5 Dec 2002 to 31 Oct 2007)
- CF4 Partner (5 Dec 2002 to 8 Dec 2019)
James Shelton
IRN JXS08343
- CF30 Customer (15 Nov 2018 to 8 Dec 2019)
Janco Venter
IRN JXV00190
- [FCA CF] Client dealing (since 5 Mar 2024)
Jane-Claire Holland
IRN JXH01369
- CF4 Partner (5 Dec 2002 to 1 Jul 2003)
- CF21 Investment Adviser (5 Dec 2002 to 1 Jul 2003)
Jason Michael Mauricio
IRN JMM01114
- CF30 Customer (1 Nov 2007 to 30 Nov 2010)
- CF21 Investment Adviser (5 Dec 2002 to 31 Oct 2007)
- CF4 Partner (5 Dec 2002 to 8 Apr 2011)
Joel Michael Silverman
IRN JMS01382
- CF4 Partner (18 Jan 2011 to 23 Aug 2011)
- CF30 Customer (1 Oct 2008 to 23 Aug 2011)
Joshua Edward Simon Evans
IRN JEE01058
- [FCA CF] Client dealing (30 Oct 2020 to 17 Jul 2022)

Smaller firms operating under this firm's FCA authorisation.

Frans Hoyer (no longer appointed)
FRN 424173 · Appointed 21 Jan 2005 · Until 10 Sep 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.