Ares Management UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 New Burlington StreetWestminsterLondonW1S 3BEUNITED KINGDOM- Phone
- +4402074346400
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Complaints Contact
10 New Burlington StreetWestminsterLondonW1S 3BEUNITED KINGDOM- Phone
- +4402074346400
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Roth
IRN DXR00239
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 31 Mar 2021)
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David Sachs
IRN DXS01845
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 31 Mar 2021)
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Dawit Johannes
IRN DXJ01505
- [FCA CF] Client dealing (31 Mar 2021 to 17 Jan 2024)
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Dwight Merriman
IRN DXM01046
- [FCA CF] Material risk taker (26 Apr 2024 to 1 Feb 2025)
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Edward Alex Polonsky
IRN EAP01022
- [FCA CF] Significant management (31 Mar 2021 to 4 Aug 2025)
- [FCA CF] Client dealing (31 Mar 2021 to 4 Aug 2025)
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Elaine McKay
IRN EXM00522
- [FCA CF] Material risk taker (since 4 Aug 2025)
- [FCA CF] Client dealing (since 4 Aug 2025)
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Emer Lennon
IRN EXL00213
- [FCA CF] Client dealing (31 Mar 2024 to 4 Aug 2025)
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Eric Michel Joseph Vimont
IRN EMV01013
- [FCA CF] Client dealing (4 Aug 2025 to 15 Dec 2025)
- [FCA CF] Material risk taker (31 Mar 2021 to 15 Dec 2025)
- CF30 Customer (22 Jul 2014 to 8 Dec 2019)
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Francois Gauvin
IRN FXG01119
- CF30 Customer (22 Jul 2014 to 8 Dec 2019)
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Gregory Alan Margolies
IRN GAM01158
- CF30 Customer (22 Jul 2014 to 30 Sep 2017)
- CF1 Director (22 Jul 2014 to 30 Sep 2017)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.