Date authorised
22 July 2014
Companies House
08708339
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 New Burlington Street
    Westminster
    London
    W1S 3BE
    UNITED KINGDOM
    Phone
    +4402074346400
  • Complaints Contact

    10 New Burlington Street
    Westminster
    London
    W1S 3BE
    UNITED KINGDOM
    Phone
    +4402074346400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Roth

    IRN DXR00239

    • [FCA CF] Client dealing (since 4 Aug 2025)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
  • David Sachs

    IRN DXS01845

    • [FCA CF] Client dealing (since 4 Aug 2025)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
  • Dawit Johannes

    IRN DXJ01505

    • [FCA CF] Client dealing (31 Mar 2021 to 17 Jan 2024)
  • Dwight Merriman

    IRN DXM01046

    • [FCA CF] Material risk taker (26 Apr 2024 to 1 Feb 2025)
  • Edward Alex Polonsky

    IRN EAP01022

    • [FCA CF] Significant management (31 Mar 2021 to 4 Aug 2025)
    • [FCA CF] Client dealing (31 Mar 2021 to 4 Aug 2025)
  • Elaine McKay

    IRN EXM00522

    • [FCA CF] Material risk taker (since 4 Aug 2025)
    • [FCA CF] Client dealing (since 4 Aug 2025)
  • Emer Lennon

    IRN EXL00213

    • [FCA CF] Client dealing (31 Mar 2024 to 4 Aug 2025)
  • Eric Michel Joseph Vimont

    IRN EMV01013

    • [FCA CF] Client dealing (4 Aug 2025 to 15 Dec 2025)
    • [FCA CF] Material risk taker (31 Mar 2021 to 15 Dec 2025)
    • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
  • Francois Gauvin

    IRN FXG01119

    • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
  • Gregory Alan Margolies

    IRN GAM01158

    • CF30 Customer (22 Jul 2014 to 30 Sep 2017)
    • CF1 Director (22 Jul 2014 to 30 Sep 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.