Ares Management UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 New Burlington StreetWestminsterLondonW1S 3BEUNITED KINGDOM- Phone
- +4402074346400
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Complaints Contact
10 New Burlington StreetWestminsterLondonW1S 3BEUNITED KINGDOM- Phone
- +4402074346400
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Harrison Smith
IRN HXS00449
- [FCA CF] Client dealing (31 Mar 2024 to 4 Aug 2025)
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Howard Huang
IRN HXH00074
- [FCA CF] Material risk taker (31 Mar 2021 to 1 Feb 2025)
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James Hallett
IRN JXH01321
- [FCA CF] Client dealing (31 Mar 2024 to 4 Aug 2025)
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Janine Schumann
IRN JXS01161
- [FCA CF] Client dealing (22 Nov 2022 to 4 Aug 2025)
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Jay Glaubach
IRN JXG00321
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 31 Mar 2021)
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John Bryant Gerber
IRN JXG00322
- [FCA CF] Material risk taker (31 Mar 2021 to 2 Aug 2024)
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John Manwaring Robertson
IRN JMR01221
- CF30 Customer (22 Jul 2014 to 22 Jul 2014)
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John Philip Ruane
IRN JPR01139
- SMF3 Executive Director (since 26 Jul 2024)
- [FCA CF] Material risk taker (since 31 Mar 2021)
- [FCA CF] Client dealing (since 31 Mar 2021)
- CF30 Customer (22 Jul 2014 to 8 Dec 2019)
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John Richard Atherton
IRN JXA00478
- [FCA CF] Material risk taker (since 26 Apr 2024)
- SMF3 Executive Director (since 14 Dec 2022)
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Jonida Afezolli
IRN JXA02259
- [FCA CF] Client dealing (31 Mar 2021 to 4 Aug 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.