Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ares European Loan Management LLP
FRN 737906
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 31 Mar 2024)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF3 Chief Executive (22 Nov 2017 to 8 Dec 2019)
- CF4 Partner (22 Nov 2017 to 8 Dec 2019)
- CF30 Customer (20 Sep 2016 to 8 Dec 2019)
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Ares Management Limited
FRN 455547
- [FCA CF] Manager of certification employee (since 22 Nov 2022)
- [FCA CF] Client dealing (since 31 Mar 2021)
- [FCA CF] Material risk taker (since 31 Mar 2021)
- [FCA CF] Significant management (since 31 Mar 2021)
- CF30 Customer (20 Oct 2011 to 8 Dec 2019)
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- CF30 Customer (22 Jul 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.