Ares Management Limited

• Principal Place of Business

  Ares Management Ltd

  10 New Burlington Street

  London

  Westminster

  W1S 3BE

  UNITED KINGDOM

  Phone

  +442074346400

  Web

  https://www.aresmgmt.com

• Complaints Contact

  Ares Management Ltd

  10 New Burlington Street

  London

  Westminster

  W1S 3BE

  UNITED KINGDOM

  Phone

  +442074346400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simone Zacchi

  IRN SXZ01065

  • CF30 Customer (17 Oct 2008 to 8 Jun 2011)
• Sohrab Grewal

  IRN SXG01006

  • [FCA CF] Client dealing (since 30 Jan 2026)
• Stefano Mazzoni

  IRN SXM03439

  • [FCA CF] Client dealing (since 22 Nov 2023)
• Stefano Questa

  IRN SXQ20659

  • SMF18 Other Overall Responsibility (since 29 Jan 2026)
  • [FCA CF] Material risk taker (since 4 Aug 2025)
  • [FCA CF] Client dealing (since 4 Aug 2025)
• Stefano Rubini

  IRN SXR00930

  • [FCA CF] Client dealing (31 Mar 2024 to 17 Sep 2024)
• Stephane Roland Etroy

  IRN SXE01108

  • SMF18 Other Overall Responsibility (since 29 Jan 2026)
  • [FCA CF] Client dealing (since 4 Aug 2025)
  • [FCA CF] Material risk taker (since 4 Aug 2025)
• Stephanie Ann Shepard Cobb

  IRN SAS01348

  • CF11 Money Laundering Reporting (1 Feb 2017 to 8 Feb 2019)
  • CF10 Compliance Oversight (1 Feb 2017 to 8 Feb 2019)
• Stephanie Chan

  IRN SXC03225

  • [FCA CF] Client dealing (since 30 Jan 2026)
• Stephen Wayne Lienert

  IRN SWL01048

  • [FCA CF] Client dealing (since 31 Mar 2021)
• Steven Thomas Edwards

  IRN SXE01215

  • CF30 Customer (17 Mar 2014 to 6 Jan 2016)

No changes recorded yet.