Stephane Roland Etroy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ares Management Limited
FRN 455547
- SMF18 Other Overall Responsibility (since 29 Jan 2026)
- [FCA CF] Material risk taker (since 4 Aug 2025)
- [FCA CF] Client dealing (since 4 Aug 2025)
Charterhouse GP LLP (no longer approved here)
FRN 630422
- CF4 Partner (13 Jan 2015 to 15 Sep 2015)
- CF30 Customer (13 Jan 2015 to 15 Sep 2015)
Charterhouse General Partners (IX) Limited (no longer approved here)
FRN 122148
- CF30 Customer (11 Dec 2007 to 15 Sep 2015)
Charterhouse Capital Partners LLP (no longer approved here)
FRN 230721
- CF30 Customer (1 Nov 2007 to 15 Sep 2015)
- CF27 Investment Management (29 Mar 2004 to 31 Oct 2007)
- CF4 Partner (29 Mar 2004 to 15 Sep 2015)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.