Ares Management Limited

• Principal Place of Business

  Ares Management Ltd

  10 New Burlington Street

  London

  Westminster

  W1S 3BE

  UNITED KINGDOM

  Phone

  +442074346400

  Web

  https://www.aresmgmt.com

• Complaints Contact

  Ares Management Ltd

  10 New Burlington Street

  London

  Westminster

  W1S 3BE

  UNITED KINGDOM

  Phone

  +442074346400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard John Mcmillan Oliver

  IRN RJO01061

  • [FCA CF] Client dealing (since 4 Aug 2025)
  • [FCA CF] Material risk taker (since 22 Nov 2022)
  • [FCA CF] Client dealing (31 Mar 2021 to 22 Nov 2022)
  • CF30 Customer (10 Mar 2008 to 8 Dec 2019)
• Richard Sehayek

  IRN RES01072

  • SMF18 Other Overall Responsibility (since 29 Jan 2026)
  • [FCA CF] Client dealing (since 4 Aug 2025)
  • [FCA CF] Material risk taker (since 4 Aug 2025)
• Robert Cervinka

  IRN RXC01976

  • CF30 Customer (20 Jan 2014 to 31 Dec 2016)
• Robert Kipp DeVeer III

  IRN RKD01031

  • [FCA CF] Client dealing (since 7 Nov 2025)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • CF1 Director (17 Jun 2014 to 30 Sep 2017)
• Roopa Murthy

  IRN RXM01987

  • SMF18 Other Overall Responsibility (since 29 Jan 2026)
  • [FCA CF] Client dealing (since 4 Aug 2025)
  • [FCA CF] Material risk taker (since 4 Aug 2025)
• Rory Butcher

  IRN RXB01113

  • [FCA CF] Client dealing (since 29 Aug 2025)
• Rory Edward McHugh

  IRN RXM01430

  • CF30 Customer (2 Dec 2017 to 5 Mar 2018)
• Ross Hurrell Code

  IRN RHC01048

  • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
  • CF27 Investment Management (27 Nov 2006 to 31 Oct 2007)
• Rotimi Akindeinde

  IRN RXA00361

  • [FCA CF] Client dealing (since 22 Nov 2022)
• Saeha Park

  IRN SXP62208

  • [FCA CF] Client dealing (since 22 Aug 2025)

No changes recorded yet.