Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ares Management Limited
FRN 455547
- SMF18 Other Overall Responsibility (since 29 Jan 2026)
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 4 Aug 2025)
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- [FCA CF] Manager of certification employee (29 Jan 2018 to 28 Apr 2023)
- [PRA CF] Managing a material risk taker (1 Jan 2017 to 28 Apr 2023)
- [FCA CF] Material risk taker (1 Jan 2017 to 28 Apr 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 28 Apr 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 28 Apr 2023)
- CF30 Customer (23 Oct 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.