Roopa Murthy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ares Management Limited
FRN 455547
- SMF18 Other Overall Responsibility (since 29 Jan 2026)
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 4 Aug 2025)
InfraBridge Investors (UK) Limited (no longer approved here)
FRN 452656
- [FCA CF] Client dealing (9 Dec 2019 to 11 Feb 2022)
- CF30 Customer (23 Mar 2015 to 8 Dec 2019)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (4 Nov 2008 to 19 Dec 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.