Rory Edward McHugh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Frank Investments Limited
FRN 627697
- CF1 Director (AR) (since 20 Feb 2019)
- CF30 Customer (since 20 Feb 2019)
Lendable Capital LTD
FRN 833560
- Employed By (since 20 Feb 2019)
Lendable Ltd (no longer approved here)
FRN 720261
- [FCA CF] Significant management (12 Mar 2021 to 11 Mar 2025)
- [FCA CF] Manager of certification employee (12 Mar 2021 to 11 Mar 2025)
Ares Management Limited (no longer approved here)
FRN 455547
- CF30 Customer (2 Dec 2017 to 5 Mar 2018)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (28 May 2010 to 6 Mar 2016)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.