Arcus Investment Limited

• Principal Place of Business

  Arcus Investment Ltd

  7-8 Stratford Place

  London

  Westminster

  W1C 1AY

  UNITED KINGDOM

  Phone

  +4402035409500

  Web

  https://www.arcusinvest.com

• Complaints Contact

  Arcus Investment Ltd

  7-8 Stratford Place

  London

  Westminster

  W1C 1AY

  UNITED KINGDOM

  Phone

  +4402035409500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Francesco Viggiano

  IRN FXV28261

  • [FCA CF] Client dealing (since 22 Feb 2021)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
• John Simon Bills

  IRN JSB01075

  • [FCA CF] Client dealing (15 Jul 2022 to 15 Dec 2022)
  • [FCA CF] Significant management (15 Jul 2022 to 15 Dec 2022)
  • [FCA CF] Manager of certification employee (22 Apr 2020 to 30 Jun 2022)
• Karl Leung

  IRN KXL00329

  • [FCA CF] Client dealing (since 25 Sep 2024)
• Linda Costa

  IRN LXC00355

  • [FCA CF] Client dealing (since 5 May 2022)
• Lloyd Scott Reynolds

  IRN LSR01010

  • [FCA CF] Client dealing (12 Jan 2023 to 2 Aug 2024)
• Lucy Joanna King

  IRN LJK01043

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (13 Sep 2019 to 8 Dec 2019)
  • CF1 Director (20 Aug 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Jan 2015 to 6 Jul 2018)
  • CF28 Systems and controls (17 Apr 2014 to 13 Mar 2015)
• Madoka Camp

  IRN MXC01316

  • CF30 Customer (1 Nov 2007 to 25 Apr 2018)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Mark Anthony Pearson

  IRN MAP01174

  • [FCA CF] Significant management (since 24 Dec 2019)
  • [FCA CF] Material risk taker (since 24 Dec 2019)
  • [FCA CF] Client dealing (since 24 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (18 Jan 2016 to 8 Dec 2019)
  • CF1 Director (2 Jul 2014 to 8 Dec 2019)
  • CF13 Finance (1 Dec 2001 to 31 Aug 2004)
  • CF27 Investment Management (1 Dec 2001 to 31 Aug 2004)
• Masao Kagami

  IRN MXK01444

  • CF2 Non Executive Director (30 Jan 2004 to 30 Jul 2004)
• Michael Walker

  IRN MXW02097

  • CF30 Customer (25 Jul 2014 to 25 Apr 2018)

• Linchpin IFM Limited (no longer appointed)

  FRN 470593 · Appointed 21 Jun 2012 · Until 30 Sep 2019 · Tied agent

No changes recorded yet.