Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Arcus Investment Limited
FRN 188741
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (13 Sep 2019 to 8 Dec 2019)
- CF1 Director (20 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Jan 2015 to 6 Jul 2018)
- CF28 Systems and controls (17 Apr 2014 to 13 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.