Arcus Investment Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Arcus Investment Ltd7-8 Stratford PlaceLondonWestminsterW1C 1AYUNITED KINGDOM- Phone
- +4402035409500
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Complaints Contact
Arcus Investment Ltd7-8 Stratford PlaceLondonWestminsterW1C 1AYUNITED KINGDOM- Phone
- +4402035409500
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michiko Thomas
IRN MXT01306
- CF30 Customer (1 Nov 2007 to 29 Jun 2018)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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Nick Brooks
IRN NXB01219
- CF27 Investment Management (1 Dec 2001 to 28 Feb 2007)
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Peter David Tasker
IRN PDT01040
- CF1 Director (24 Nov 2015 to 8 Mar 2016)
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Peter Sandham
IRN PXS01971
- CF28 Systems and controls (13 Mar 2014 to 5 Apr 2016)
- CF30 Customer (16 Feb 2009 to 1 Aug 2014)
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Peter Woodhead
IRN PXW27859
- [FCA CF] Client dealing (since 23 Feb 2021)
- [FCA CF] Significant management (since 23 Jan 2020)
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Robert MacRae
IRN RXM01503
- CF30 Customer (1 Nov 2007 to 23 Feb 2016)
- CF1 Director (1 Dec 2001 to 23 Feb 2016)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2012)
- CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2012)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 23 Feb 2016)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
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Robert William Bourne
IRN RWB01097
- CF1 Director (AR) (6 Jun 2017 to 30 Sep 2019)
- CF30 Customer (1 Nov 2007 to 30 Sep 2019)
- CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
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Steven Wheeler
IRN SXW01228
- CF10 Compliance Oversight (1 Mar 2019 to 1 Jun 2019)
- CF3 Chief Executive (9 Mar 2016 to 28 May 2019)
- CF1 Director (24 Feb 2016 to 28 May 2019)
- CF28 Systems and controls (3 Sep 2015 to 15 Mar 2016)
- CF11 Money Laundering Reporting (31 Mar 2012 to 28 May 2019)
- CF30 Customer (4 Jul 2008 to 28 May 2019)
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Sukhvir Gill
IRN SXG00592
- [FCA CF] Client dealing (17 Nov 2022 to 29 Jan 2024)
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Tatsuo Yonemura
IRN TXY01027
- CF2 Non Executive Director (1 Dec 2001 to 19 Mar 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Linchpin IFM Limited (no longer appointed)
FRN 470593 · Appointed 21 Jun 2012 · Until 30 Sep 2019 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.