Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Linchpin IFM Limited
FRN 843442
- [FCA CF] Significant management (since 19 Dec 2019)
- [FCA CF] Client dealing (since 19 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (1 Oct 2019 to 8 Dec 2019)
- CF1 Director (1 Oct 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Oct 2019 to 8 Dec 2019)
- CF30 Customer (1 Oct 2019 to 8 Dec 2019)
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- CF1 Director (AR) (6 Jun 2017 to 30 Sep 2019)
- CF30 Customer (1 Nov 2007 to 30 Sep 2019)
- CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
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- CF30 Customer (8 Nov 2010 to 31 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 1 Dec 2009)
- CF21 Investment Adviser (28 Apr 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.