ARCHYTAS STRATEGIC PLANNING LIMITED

Date authorised
1 April 2014
Companies House
08111145
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15th Floor Brunel House
    2 Fitzalan Road
    Cardiff
    Caerdydd
    CF24 0EB
    UNITED KINGDOM
    Phone
    +4402920329065
    Web
    https://www.archytas-strategic.com

  • Complaints Contact

    Chris Brandon
    15th Floor, Brunel House
    2 Fitzalan Road
    Cardiff
    South Glamorgan
    CF24 0EB
    UNITED KINGDOM
    Phone
    +4402920329065

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Basic Pension Advice

    For Professional, Retail (Investment), Stakeholder products

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Michael Brandon

    IRN CMB01239

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 10 Dec 2018)
    • CF30 Customer (since 13 May 2015)
    • CF1 Director (2 Feb 2017 to 9 Dec 2018)
  • Debbie Matthews

    IRN DXM02178

    • SMF3 Executive Director (10 Dec 2018 to 7 Apr 2020)
    • CF30 Customer (1 Apr 2014 to 7 Apr 2020)
    • CF1 Director (1 Apr 2014 to 9 Dec 2018)
  • Katherine Mary de Ste Croix-Stewart

    IRN KMD01065

    • CF1 Director (1 Apr 2014 to 24 Nov 2015)
  • Michael David Williamson

    IRN MDW01072

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 10 Dec 2018)
    • SMF16 Compliance Oversight (since 10 Dec 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (since 1 Apr 2014)
    • CF10 Compliance Oversight (1 Apr 2014 to 9 Dec 2018)
    • CF1 Director (1 Apr 2014 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (1 Apr 2014 to 9 Dec 2018)
    • Responsible for Insurance Mediation (1 Apr 2014 to 30 Sep 2018)
  • Peter Roy Harrington

    IRN PRH00008

    • CF30 Customer (2 Dec 2016 to 17 Apr 2018)
  • Richard Darren Edwards

    IRN RDE00008

    • CF1 Director (AR) (26 Oct 2015 to 4 Feb 2016)
    • CF1 Director (1 Apr 2014 to 24 Nov 2015)
    • CF30 Customer (1 Apr 2014 to 26 Oct 2015)
  • Steven Jones

    IRN SXJ00031

    • CF30 Customer (1 Apr 2016 to 1 Dec 2016)
    • CF1 Director (AR) (1 Apr 2016 to 1 Dec 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.