Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (2 Dec 2016 to 17 Apr 2018)
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- Responsible for Insurance Mediation (19 Jul 2011 to 20 Jul 2016)
- CF11 Money Laundering Reporting (29 Jun 2011 to 20 Jul 2016)
- CF30 Customer (1 Nov 2007 to 20 Jul 2016)
- CF24 Pension Transfer Specialist (17 Nov 2006 to 31 Oct 2007)
- CF1 Director (25 Oct 2004 to 20 Jul 2016)
- CF10 Compliance Oversight (25 Oct 2004 to 20 Jul 2016)
- CF21 Investment Adviser (17 Jul 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.