Michael David Williamson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARCHYTAS STRATEGIC PLANNING LIMITED

    FRN 609841

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 10 Dec 2018)
    • SMF16 Compliance Oversight (since 10 Dec 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (since 1 Apr 2014)
    • Responsible for Insurance Mediation (1 Apr 2014 to 30 Sep 2018)
    • CF1 Director (1 Apr 2014 to 9 Dec 2018)
    • CF10 Compliance Oversight (1 Apr 2014 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (1 Apr 2014 to 9 Dec 2018)
  • Archytas Corporate Planning Ltd (no longer approved here)

    FRN 815910

    • Employed By (16 Oct 2018 to 11 Apr 2025)
  • Corvus Portfolio Solutions Ltd (no longer approved here)

    FRN 566043

    • Employed By (6 Dec 2011 to 29 Jun 2012)
  • Corvus Wealth Limited (no longer approved here)

    FRN 564063

    • Employed By (26 Oct 2011 to 29 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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