Richard Darren Edwards

• Aevitas Wealth Ltd

  FRN 724303

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF11 Money Laundering Reporting (16 May 2016 to 8 Dec 2019)
  • CF1 Director (16 May 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 May 2016 to 8 Dec 2019)
  • CF30 Customer (16 May 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (16 May 2016 to 30 Sep 2018)
• Glamorgan 1:1 Financial Limited (no longer approved here)

  FRN 531577

  • CF1 Director (AR) (9 Dec 2015 to 16 May 2016)
  • CF30 Customer (9 Dec 2015 to 16 May 2016)
• ARCHYTAS STRATEGIC PLANNING LIMITED (no longer approved here)

  FRN 609841

  • CF1 Director (AR) (26 Oct 2015 to 4 Feb 2016)
  • CF1 Director (1 Apr 2014 to 24 Nov 2015)
  • CF30 Customer (1 Apr 2014 to 26 Oct 2015)
• Corvus Portfolio Solutions Ltd (no longer approved here)

  FRN 566043

  • Employed By (6 Dec 2011 to 3 Sep 2012)
• Corvus Wealth Limited (no longer approved here)

  FRN 564063

  • Employed By (12 Oct 2011 to 3 Sep 2012)

No changes recorded yet.