Date authorised
1 April 2013
Companies House
06948515
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    10 Fenchurch Avenue
    London
    City of London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070821955
  • Complaints Contact

    4th Floor
    10 Fenchurch Avenue
    London
    City Of London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070821955

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pasquale Leoni

    IRN PXL01599

    • SMF23 Chief Underwriting Officer (since 17 Mar 2020)
  • Patrick D Storey

    IRN PDS01120

    • SMF13 Chair of the Nominations Committee (since 27 Jun 2023)
    • SMF12 Chair of the Remuneration Committee (since 1 Sep 2022)
    • SMF9 Chair of the Governing Body (since 1 Sep 2022)
    • SMF11 Chair of the Audit Committee (17 Mar 2020 to 8 Mar 2023)
  • Paul Keeley

    IRN PXK43534

    • [PRA CF] Significant risk taker or Material risk taker (since 5 Aug 2020)
  • Paul Martin

    IRN PXM02655

    • SIMF14 Senior Independent Director (17 Mar 2020 to 13 Jan 2021)
    • SMF10 Chair of the Risk Committee (17 Mar 2020 to 13 Jan 2021)
  • Phillippa Jane Smith

    IRN PJS01513

    • SMF4 Chief Risk (10 Dec 2018 to 17 Mar 2020)
    • SIMF4 Chief Risk Function (29 Aug 2018 to 9 Dec 2018)
  • Rene Marcel Dubois

    IRN RMD01075

    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Mar 2020 to 25 May 2021)
    • SMF16 Compliance Oversight (16 Mar 2020 to 25 May 2021)
  • Richard Henry Hobbs

    IRN RHH01041

    • SIMF9 Chairman (7 Mar 2016 to 8 Dec 2017)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 8 Dec 2017)
    • CF2 Non Executive Director (8 Dec 2010 to 6 Mar 2016)
  • Robert Anthony Keers

    IRN RAK01116

    • SMF2 Chief Finance (10 Dec 2018 to 17 Mar 2020)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
  • Robert Henry Johnson

    IRN RHJ01034

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 1 May 2020)
    • SIMF10 Chair of the Risk Committee (3 Dec 2018 to 9 Dec 2018)
  • Robert Reeves

    IRN RXR00520

    • [FCA CF] Significant management (since 20 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.