Phillippa Jane Smith

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WREN INSURANCE ASSOCIATION LIMITED(THE)
FRN 202701
- SMF3 Executive Director (since 16 Sep 2025)
- SMF16 Compliance Oversight (since 29 Feb 2024)
- SMF4 Chief Risk (since 24 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (23 Sep 2020 to 24 Mar 2021)
The Griffin Insurance Association Limited
FRN 202720
- SMF16 Compliance Oversight (since 29 Feb 2024)
- SMF4 Chief Risk (since 23 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (1 Oct 2020 to 23 Mar 2021)
Tindall Riley & Co Limited
FRN 600356
- [FCA CF] Material risk taker (since 31 Mar 2021)
BRITANNIA STEAM SHIP INSURANCE ASSOCIATION LIMITED(THE)
FRN 202047
- [PRA CF] Significant risk taker or Material risk taker (since 22 Sep 2020)
Arch Managing Agency Limited (no longer approved here)
FRN 526140
- SMF4 Chief Risk (10 Dec 2018 to 17 Mar 2020)
- SIMF4 Chief Risk Function (29 Aug 2018 to 9 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.