Rene Marcel Dubois

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Arch Managing Agency Limited (no longer approved here)
FRN 526140
- SMF16 Compliance Oversight (16 Mar 2020 to 25 May 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Mar 2020 to 25 May 2021)
Arch Insurance (UK) Limited (no longer approved here)
FRN 229887
- SMF16 Compliance Oversight (10 Dec 2018 to 25 May 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 25 May 2021)
- CF29 Significant management (17 Sep 2014 to 9 Dec 2018)
- CF10 Compliance Oversight (17 Sep 2014 to 9 Dec 2018)
- CF11 Money Laundering Reporting (17 Sep 2014 to 9 Dec 2018)
Liberty Managing Agency Limited (no longer approved here)
FRN 204945
- CF10 Compliance Oversight (21 Mar 2012 to 30 Jul 2014)
- CF11 Money Laundering Reporting (21 Mar 2012 to 30 Jul 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.