Date authorised
1 April 2013
Companies House
06948515
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    10 Fenchurch Avenue
    London
    City of London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070821955
  • Complaints Contact

    4th Floor
    10 Fenchurch Avenue
    London
    City Of London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070821955

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roland John Hill

    IRN RJH01490

    • CF1 Director (AR) (3 Oct 2016 to 15 Jun 2021)
  • Sean Fearon

    IRN SXF00483

    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2025)
    • [FCA CF] Material risk taker (21 Feb 2024 to 7 Mar 2025)
  • Sebastian Terry

    IRN SXT00691

    • [FCA CF] Material risk taker (19 Jun 2024 to 7 Mar 2025)
  • Silvia Martinez

    IRN SXM00107

    • [FCA CF] Significant management (since 20 May 2024)
  • Simon Andrew Godsave

    IRN SAG01095

    • SMF16 Compliance Oversight (13 Feb 2019 to 25 Jun 2019)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 30 Aug 2018)
    • CF28 Systems and controls (20 Mar 2014 to 6 Mar 2016)
  • Simon Saunders

    IRN SXS00172

    • [PRA CF] Significant risk taker or Material risk taker (2 Dec 2019 to 2 Jun 2025)
  • Simon Williams

    IRN SXW26309

    • [FCA CF] Significant management (since 7 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 7 Mar 2025)
  • Stavros Tsielepis

    IRN SXT02267

    • SMF4 Chief Risk (17 Mar 2020 to 29 Jan 2021)
  • Stephen Britt

    IRN SXB02685

    • CF10 Compliance Oversight (15 Nov 2012 to 21 Mar 2014)
    • CF11 Money Laundering Reporting (15 Nov 2012 to 21 Mar 2014)
  • Stephen Neil Bashford

    IRN SNB01049

    • SMF3 Executive Director (1 Jun 2020 to 1 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.