Apposite Capital LLP

• Principal Place of Business

  2nd Floor

  89 Charterhouse Street

  London

  EC1M 6HR

  UNITED KINGDOM

  Phone

  +442034751710

  Web

  https://www.appositecapital.com

• Complaints Contact

  2nd Floor

  89 Charterhouse Street

  London

  EC1M 6HR

  UNITED KINGDOM

  Phone

  +442034751710

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Osamu Shimizu

  IRN OXS01027

  • CF21 Investment Adviser (17 Jul 2006 to 1 Aug 2007)
  • CF27 Investment Management (17 Jul 2006 to 1 Aug 2007)
• Rory Pope

  IRN RXP02368

  • [FCA CF] Material risk taker (since 1 Apr 2025)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (27 Oct 2017 to 8 Dec 2019)
  • CF30 Customer (27 Oct 2017 to 8 Dec 2019)
• Sahil Shah

  IRN SXS00511

  • [FCA CF] Client dealing (since 19 Aug 2021)
• Samuel James Caiger Gray

  IRN SJG01168

  • [FCA CF] Material risk taker (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (1 Feb 2016 to 5 Aug 2019)
  • CF10 Compliance Oversight (1 Feb 2016 to 5 Aug 2019)
  • CF4 Partner (15 Oct 2012 to 8 Dec 2019)
  • CF30 Customer (27 Feb 2008 to 8 Dec 2019)
• Stefano Lomartire

  IRN SXL00644

  • [FCA CF] Client dealing (since 1 Sep 2023)
• Stephen Adkin

  IRN SXA01185

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (4 Jul 2006 to 28 Jan 2016)
  • CF27 Investment Management (4 Jul 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (4 Jul 2006 to 28 Jan 2016)
  • CF10 Compliance Oversight (4 Jul 2006 to 28 Jan 2016)
• Timothy Mark Reid

  IRN TMR01015

  • CF30 Customer (15 Mar 2016 to 15 Nov 2016)
• Valerie Auffray

  IRN VXA01221

  • [FCA CF] CASS oversight function (20 Feb 2020 to 31 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2021)
  • CF10 Compliance Oversight (5 Aug 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Aug 2019 to 8 Dec 2019)
  • CF30 Customer (14 Mar 2017 to 8 Dec 2019)

• TMR Strategic LLP (no longer appointed)

  FRN 542603 · Appointed 7 Mar 2016 · Until 7 Jul 2016

No changes recorded yet.