Stephen Adkin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apposite Capital LLP

    FRN 451609

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jul 2006 to 28 Jan 2016)
    • CF27 Investment Management (4 Jul 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (4 Jul 2006 to 28 Jan 2016)
    • CF4 Partner (4 Jul 2006 to 28 Jan 2016)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF21 Investment Adviser (6 Jul 2005 to 21 Apr 2006)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.