Date authorised
1 April 2013
Companies House
OC318626
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    89 Charterhouse Street
    London
    EC1M 6HR
    UNITED KINGDOM
    Phone
    +442034751710
  • Complaints Contact

    2nd Floor
    89 Charterhouse Street
    London
    EC1M 6HR
    UNITED KINGDOM
    Phone
    +442034751710

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Mizuho International Plc

    IRN XXM01034

    • CF4 Partner (4 Jul 2006 to 9 Dec 2019)
  • Alexander Cunynghame

    IRN AXC03286

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
  • Allan Patrick Marchington

    IRN APM01142

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2023)
    • CF30 Customer (11 Mar 2008 to 8 Dec 2019)
    • CF4 Partner (4 Jul 2006 to 28 Jan 2016)
  • Anne-Laure Floriane Nicole Meynier

    IRN AFM01072

    • [FCA CF] Material risk taker (1 Apr 2025 to 30 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (18 Nov 2015 to 8 Dec 2019)
  • Christian Schenk

    IRN CXS00198

    • [FCA CF] Client dealing (since 4 Feb 2021)
  • Christopher John Hollowood

    IRN CJH01208

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF27 Investment Management (15 Feb 2007 to 31 Oct 2007)
  • Emir Boukraa

    IRN EXB00496

    • [FCA CF] Client dealing (since 30 Oct 2025)
  • Ford David Porter

    IRN FDP01003

    • [FCA CF] Material risk taker (since 1 Apr 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (4 Jul 2006 to 31 Oct 2007)
    • CF3 Chief Executive (4 Jul 2006 to 3 May 2019)
    • CF4 Partner (4 Jul 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Jul 2006 to 31 Mar 2009)
  • James Harper

    IRN JXH00664

    • SMF16 Compliance Oversight (since 27 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Sep 2021)
    • [FCA CF] CASS oversight function (since 1 Aug 2021)
  • Lauren Elisabeth Edison

    IRN LEE01017

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • TMR Strategic LLP (no longer appointed)

    FRN 542603 · Appointed 7 Mar 2016 · Until 7 Jul 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.