Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 4 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (8 Jan 2024 to 1 Feb 2025)
    • CF30 Customer (12 Dec 2017 to 8 Dec 2019)
    • CF1 Director (12 Dec 2017 to 8 Dec 2019)
  • Apposite Capital LLP (no longer approved here)

    FRN 451609

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF27 Investment Management (15 Feb 2007 to 31 Oct 2007)
  • Rosetta Capital Limited (no longer approved here)

    FRN 196844

    • CF21 Investment Adviser (25 May 2006 to 31 Jan 2007)
    • CF27 Investment Management (25 May 2006 to 31 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.