Samuel James Caiger Gray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Apposite Capital LLP
FRN 451609
- [FCA CF] Material risk taker (since 1 Apr 2025)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF10 Compliance Oversight (1 Feb 2016 to 5 Aug 2019)
- CF11 Money Laundering Reporting (1 Feb 2016 to 5 Aug 2019)
- CF4 Partner (15 Oct 2012 to 8 Dec 2019)
- CF30 Customer (27 Feb 2008 to 8 Dec 2019)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.