Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • SMF3 Executive Director (10 Oct 2021 to 20 Jul 2022)
    • [FCA CF] Material risk taker (1 Apr 2019 to 9 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 2 Sep 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Apposite Capital LLP (no longer approved here)

    FRN 451609

    • CF21 Investment Adviser (17 Jul 2006 to 1 Aug 2007)
    • CF27 Investment Management (17 Jul 2006 to 1 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.