Apollo Asset Management Europe LLP

• Principal Place of Business

  Apollo Management LLP

  1 Soho Place

  London

  Westminster

  W1D 3BG

  UNITED KINGDOM

  Phone

  +442070165000

  Web

  https://www.apollo.com

• Complaints Contact

  Apollo Management LLP

  1 Soho Place

  London

  Westminster

  W1D 3BG

  UNITED KINGDOM

  Phone

  +442070165000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shaun Collins

  IRN SXC01960

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (3 Apr 2018 to 8 Dec 2019)
• Siddhartha Sharma

  IRN SXS03121

  • [FCA CF] Client dealing (since 11 Jul 2022)
  • [FCA CF] Material risk taker (since 11 Jul 2022)
• Solène Maï-Liên Danière Daniere

  IRN SXD00313

  • [FCA CF] Client dealing (27 Jul 2020 to 2 May 2025)
• Steven James Cappleman

  IRN SXC00482

  • [FCA CF] Material risk taker (since 3 Jan 2023)
  • [FCA CF] Client dealing (since 17 Aug 2022)
• Tong Jin

  IRN TXJ00066

  • [FCA CF] Client dealing (22 Aug 2022 to 14 Jul 2024)
• Treyvis Axel David

  IRN TAD01063

  • [FCA CF] Material risk taker (since 3 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 May 2018 to 8 Dec 2019)
• Tristram James Leach

  IRN TJL01079

  • [FCA CF] Client dealing (since 26 Jul 2022)
  • [FCA CF] Material risk taker (since 26 Jul 2022)
• Urs Gropl

  IRN UXG00005

  • [FCA CF] Client dealing (8 Jun 2020 to 9 Mar 2025)
• Vincent Moissinac-Massenat

  IRN VXM01177

  • [FCA CF] Manager of certification employee (29 Sep 2022 to 9 May 2025)
  • [FCA CF] Significant management (18 Nov 2020 to 9 May 2025)
  • [FCA CF] Client dealing (18 Nov 2020 to 9 May 2025)
  • [FCA CF] Material risk taker (18 Nov 2020 to 9 May 2025)
• William Pierre Andre Louis Guemar

  IRN WPG01012

  • CF30 Customer (25 Apr 2018 to 28 Jun 2019)

No changes recorded yet.