Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apollo Asset Management Europe LLP (no longer approved here)

    FRN 784373

    • [FCA CF] Manager of certification employee (29 Sep 2022 to 9 May 2025)
    • [FCA CF] Significant management (18 Nov 2020 to 9 May 2025)
    • [FCA CF] Client dealing (18 Nov 2020 to 9 May 2025)
    • [FCA CF] Material risk taker (18 Nov 2020 to 9 May 2025)
  • Apollo Management International LLP (no longer approved here)

    FRN 452877

    • [FCA CF] Client dealing (27 Jul 2022 to 9 May 2025)
    • [FCA CF] Material risk taker (27 Jul 2022 to 9 May 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 20 Feb 2020)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Feb 2020)
    • CF30 Customer (10 Jan 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 20 Feb 2020)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Feb 2020)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 13 Dec 2013)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 13 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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