Siddhartha Sharma

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Apollo Asset Management Europe LLP
FRN 784373
- [FCA CF] Client dealing (since 11 Jul 2022)
- [FCA CF] Material risk taker (since 11 Jul 2022)
HSBC UK Bank Plc (no longer approved here)
FRN 765112
- [FCA CF] Client dealing (18 Dec 2018 to 7 Apr 2022)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (15 Aug 2018 to 8 Oct 2018)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (10 Jun 2013 to 28 Jan 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.