Steven James Cappleman

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Apollo Management International LLP
FRN 452877
- [FCA CF] Manager of certification employee (since 28 May 2024)
- [FCA CF] Material risk taker (since 3 Jan 2023)
- [FCA CF] Client dealing (since 1 Sep 2020)
Apollo Asset Management Europe LLP
FRN 784373
- [FCA CF] Material risk taker (since 3 Jan 2023)
- [FCA CF] Client dealing (since 17 Aug 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.