Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Winlow

    IRN MXW02016

    • SMF13 Chair of the Nominations Committee (since 25 Sep 2024)
    • SMF9 Chair of the Governing Body (since 25 Sep 2024)
    • SMF12 Chair of the Remuneration Committee (since 25 Sep 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Jul 2024 to 27 Sep 2024)
  • Marshall Charles Bailey

    IRN MCB01103

    • SMF12 Chair of the Remuneration Committee (10 Feb 2023 to 25 Sep 2023)
    • SMF13 Chair of the Nominations Committee (10 Feb 2023 to 25 Sep 2023)
    • SMF9 Chair of the Governing Body (10 Feb 2023 to 25 Sep 2023)
  • Martin David Parish

    IRN MDP00002

    • [FCA CF] Client dealing (1 Jul 2020 to 12 Jan 2024)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 12 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 12 Jan 2024)
    • [FCA CF] Significant management (1 Jul 2020 to 12 Jan 2024)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Martyn Steven Denney

    IRN MSD01063

    • [FCA CF] Manager of certification employee (23 Apr 2021 to 27 Apr 2022)
    • [FCA CF] Significant management (1 Jul 2020 to 5 Apr 2023)
    • CF29 Significant management (20 Nov 2017 to 8 Dec 2019)
  • Matthew John Unsworth

    IRN MJU01018

    • [FCA CF] Manager of certification employee (1 Apr 2022 to 30 Nov 2022)
    • [FCA CF] Significant management (1 Jul 2020 to 30 Nov 2022)
    • CF29 Significant management (14 Nov 2018 to 8 Dec 2019)
  • Matthew Paul Kimber

    IRN MPK01036

    • SMF16 Compliance Oversight (24 May 2022 to 26 Jun 2023)
    • SMF4 Chief Risk (9 Dec 2019 to 20 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 11 Dec 2025)
    • CF1 Director (1 Mar 2018 to 8 Dec 2019)
  • Matthew Richard Alcott

    IRN MRA01095

    • [FCA CF] Significant management (25 Aug 2020 to 20 Mar 2023)
    • CF29 Significant management (8 Aug 2012 to 6 Oct 2016)
  • Matthew Simon Hart

    IRN MSH01108

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 2 Jul 2024)
    • [FCA CF] Client dealing (1 Jul 2020 to 2 Jul 2024)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Melanie Jean Myers

    IRN MJM01531

    • [FCA CF] Client dealing (1 Jul 2020 to 10 Sep 2020)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 10 Sep 2020)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Michael Alphonsus Higgins

    IRN MAH01307

    • CF29 Significant management (1 Nov 2007 to 29 May 2009)
    • CF17 Significant Mgt (Other Business Operations) (10 Jan 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.