Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aon UK Limited (no longer approved here)

    FRN 310451

    • SMF12 Chair of the Remuneration Committee (10 Feb 2023 to 25 Sep 2023)
    • SMF9 Chair of the Governing Body (10 Feb 2023 to 25 Sep 2023)
    • SMF13 Chair of the Nominations Committee (10 Feb 2023 to 25 Sep 2023)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • SMF9 Chair of the Governing Body (1 Oct 2020 to 6 Dec 2024)
  • CHUBB UNDERWRITING AGENCIES LIMITED (no longer approved here)

    FRN 204901

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 31 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (10 Dec 2015 to 6 Mar 2016)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF29 Significant management (25 Aug 2011 to 31 Dec 2012)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • CF1 Director (25 Aug 2011 to 31 Dec 2012)
    • CF3 Chief Executive (25 Aug 2011 to 31 Dec 2012)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF29 Significant management (29 Feb 2008 to 16 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 16 Dec 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 16 Dec 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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