Alvarium Fund Managers (UK) Limited

• Principal Place of Business

  Matthew Mawhinney and David Philip Soden

  C/O TENEO FINANCIAL ADVISORY LIMITED

  The Colmore Building

  20 Colmore Circus Queensway

  Birmingham

  B4 6AT

  UNITED KINGDOM

  Phone

  +441216100120

• Complaints Contact

  C/O TENEO FINANCIAL ADVISORY LIMITED

  The Colmore Building

  20 Colmore Circus Queensway

  Birmingham

  B4 6AT

  UNITED KINGDOM

  Phone

  +441216100120

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Robert Nicholas Bellamy Dowell

  IRN DXD22879

  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Jun 2025 to 30 Sep 2025)
  • SMF16 Compliance Oversight (19 Jan 2024 to 30 Sep 2025)
  • SMF3 Executive Director (19 Jan 2024 to 30 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
  • CF30 Customer (31 Oct 2019 to 8 Dec 2019)
• Elizabeth Dawn Dearing

  IRN EXD01464

  • CF1 Director (28 Dec 2016 to 28 Feb 2017)
• Elliot Shave

  IRN EPS01025

  • CF1 Director (AR) (17 Dec 2021 to 23 May 2023)
• Frederick Joseph Brooks

  IRN FJB01068

  • CF1 Director (AR) (28 Jan 2022 to 6 Sep 2023)
  • CF30 Customer (28 Jan 2022 to 6 Sep 2023)
• Gemma Hardcastle

  IRN GXH01857

  • CF10 Compliance Oversight (28 Dec 2016 to 26 Jan 2017)
  • CF1 Director (28 Dec 2016 to 26 Jan 2017)
• Helen Ann Jones

  IRN HAJ01028

  • SMF3 Executive Director (9 Dec 2019 to 24 Jan 2024)
  • CF1 Director (17 Aug 2018 to 8 Dec 2019)
• Jamie Nigel Beale

  IRN JNB01110

  • CF30 Customer (20 Dec 2021 to 8 Sep 2022)
  • CF1 Director (AR) (20 Dec 2021 to 8 Sep 2022)
• Joaquin Werthein

  IRN JXW00452

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2023)
• John White

  IRN JXW02513

  • CF30 Customer (14 Jan 2022 to 6 Mar 2024)
  • CF1 Director (AR) (14 Jan 2022 to 6 Mar 2024)
• Jonathan Austrey Kendall

  IRN JAK01045

  • Director of firm who is not a certification employee or a SMF manager (14 Mar 2023 to 10 Jul 2025)

• AlTi CI Advisors (UK) Limited (no longer appointed)

  FRN 839554 · Appointed 20 Jan 2022 · Until 12 Jul 2023

• LXI REIT Advisors Limited (no longer appointed)

  FRN 768283 · Appointed 30 Sep 2021 · Until 6 Mar 2024

• Osprey Equity Partners Limited (no longer appointed)

  FRN 606843 · Appointed 30 Sep 2021 · Until 29 Mar 2023

• Bluestar Advisors Limited (no longer appointed)

  FRN 937400 · Appointed 29 Oct 2020 · Until 24 Feb 2023

No changes recorded yet.