Alvarium Fund Managers (UK) Limited

• Principal Place of Business

  Matthew Mawhinney and David Philip Soden

  C/O TENEO FINANCIAL ADVISORY LIMITED

  The Colmore Building

  20 Colmore Circus Queensway

  Birmingham

  B4 6AT

  UNITED KINGDOM

  Phone

  +441216100120

• Complaints Contact

  C/O TENEO FINANCIAL ADVISORY LIMITED

  The Colmore Building

  20 Colmore Circus Queensway

  Birmingham

  B4 6AT

  UNITED KINGDOM

  Phone

  +441216100120

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Philip Pryce Goodwin

  IRN JPG01063

  • CF1 Director (AR) (26 Jun 2022 to 18 May 2023)
  • CF30 Customer (26 Jun 2022 to 18 May 2023)
• Jonathan Richard Elkington

  IRN JRE01049

  • CF30 Customer (5 Dec 2021 to 23 May 2023)
  • CF1 Director (AR) (5 Dec 2021 to 23 May 2023)
• Julian Charles Desmond Culhane

  IRN JCC01104

  • CF1 Director (AR) (2 Feb 2022 to 25 Sep 2023)
  • CF30 Customer (2 Feb 2022 to 25 Sep 2023)
• Katherine Isabella Caroline Cole

  IRN KIC01016

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2021)
  • CF30 Customer (20 Jun 2018 to 8 Dec 2019)
• Katherine Kiernan

  IRN KXF01378

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2021)
  • CF30 Customer (21 Jun 2018 to 8 Dec 2019)
• Katie Louise McGrory

  IRN KXM00356

  • [FCA CF] Client dealing (10 Aug 2021 to 30 Jun 2023)
• Marc Maitland Farror

  IRN MMF01037

  • CF3 Chief Executive (28 Dec 2016 to 8 Feb 2017)
  • CF1 Director (28 Dec 2016 to 8 Feb 2017)
• Marc Simon Cane

  IRN MSC01074

  • SMF3 Executive Director (5 Jan 2023 to 29 Sep 2023)
  • SMF16 Compliance Oversight (5 Jan 2023 to 29 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (5 Jan 2023 to 29 Sep 2023)
• Mark O'Flaherty

  IRN MXO01743

  • SMF3 Executive Director (9 Dec 2019 to 29 Nov 2024)
  • CF1 Director (23 Aug 2018 to 8 Dec 2019)
• Michael Maddox

  IRN MXM00354

  • CF30 Customer (3 Feb 2022 to 23 May 2023)

• AlTi CI Advisors (UK) Limited (no longer appointed)

  FRN 839554 · Appointed 20 Jan 2022 · Until 12 Jul 2023

• LXI REIT Advisors Limited (no longer appointed)

  FRN 768283 · Appointed 30 Sep 2021 · Until 6 Mar 2024

• Osprey Equity Partners Limited (no longer appointed)

  FRN 606843 · Appointed 30 Sep 2021 · Until 29 Mar 2023

• Bluestar Advisors Limited (no longer appointed)

  FRN 937400 · Appointed 29 Oct 2020 · Until 24 Feb 2023

No changes recorded yet.