Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
J Goodwin & Co LLP
FRN 542948
- CF1 Director (AR) (since 5 Aug 2024)
- CF30 Customer (since 5 Aug 2024)
- SMF27 Partner (9 Dec 2019 to 4 Jul 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 4 Jul 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Jul 2023)
- CF1 Director (AR) (14 Sep 2018 to 4 Jul 2023)
- CF4 Partner (5 Jan 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (16 Sep 2011 to 24 Feb 2015)
- CF10 Compliance Oversight (16 Sep 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (16 Sep 2011 to 8 Dec 2019)
- CF29 Significant management (16 Sep 2011 to 8 Feb 2016)
- CF30 Customer (16 Sep 2011 to 4 Jul 2023)
-
Archmont Advisers Ltd
FRN 1016031
- (1)Employed By (since 5 Aug 2024)
-
- CF1 Director (AR) (2 Feb 2022 to 25 Sep 2023)
- CF30 Customer (2 Feb 2022 to 25 Sep 2023)
-
- Employed By (9 Apr 2019 to 17 May 2024)
-
- CF1 Director (AR) (1 Mar 2019 to 17 May 2024)
- CF30 Customer (20 Dec 2018 to 17 May 2024)
-
- (6)Employed By (20 Dec 2018 to 17 May 2024)
-
- CF30 Customer (1 Nov 2007 to 31 Jan 2011)
- CF23 Corporate Finance Adviser (10 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at AlTi Strategic Advisory (UK) Limited
-
controlled function added: (6)Employed By at AlTi Strategic Advisory (UK) Limited