Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 5 Aug 2024)
    • CF30 Customer (since 5 Aug 2024)
    • SMF27 Partner (9 Dec 2019 to 4 Jul 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Jul 2023)
    • CF1 Director (AR) (14 Sep 2018 to 4 Jul 2023)
    • CF4 Partner (5 Jan 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Sep 2011 to 24 Feb 2015)
    • CF10 Compliance Oversight (16 Sep 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Sep 2011 to 8 Dec 2019)
    • CF29 Significant management (16 Sep 2011 to 8 Feb 2016)
    • CF30 Customer (16 Sep 2011 to 4 Jul 2023)
    • (1)Employed By (since 5 Aug 2024)
  • Alvarium Fund Managers (UK) Limited (no longer approved here)

    FRN 751355

    • CF1 Director (AR) (2 Feb 2022 to 25 Sep 2023)
    • CF30 Customer (2 Feb 2022 to 25 Sep 2023)
  • AlTi CI Advisors (UK) Limited (no longer approved here)

    FRN 839554

    • Employed By (9 Apr 2019 to 17 May 2024)
  • AlTi RE Limited (no longer approved here)

    FRN 582903

    • CF1 Director (AR) (1 Mar 2019 to 17 May 2024)
    • CF30 Customer (20 Dec 2018 to 17 May 2024)
  • AlTi Strategic Advisory (UK) Limited (no longer approved here)

    FRN 824598

    • (6)Employed By (20 Dec 2018 to 17 May 2024)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
    • CF23 Corporate Finance Adviser (10 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AlTi Strategic Advisory (UK) Limited

  2. controlled function added: (6)Employed By at AlTi Strategic Advisory (UK) Limited