Frederick Joseph Brooks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alvarium Fund Managers (UK) Limited (no longer approved here)
FRN 751355
- CF1 Director (AR) (28 Jan 2022 to 6 Sep 2023)
- CF30 Customer (28 Jan 2022 to 6 Sep 2023)
AlTi RE Limited (no longer approved here)
FRN 582903
- CF1 Director (AR) (6 Aug 2018 to 6 Jan 2023)
- CF30 Customer (6 Aug 2018 to 6 Jan 2023)
Social Housing Income Advisors Limited (no longer approved here)
FRN 815126
- (5)Employed By (6 Aug 2018 to 6 Sep 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.