Alternatives St James LLP

• Principal Place of Business

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Complaints Contact

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Anthony Brennan

  IRN AXB01435

  • CF4 Partner (AR) (16 Apr 2013 to 23 May 2014)
  • CF30 Customer (16 Apr 2013 to 23 May 2014)
• Anthony Stern

  IRN AXS02333

  • CF30 Customer (15 Sep 2015 to 31 Aug 2023)
  • CF1 Director (AR) (15 Sep 2015 to 31 Aug 2023)
• Antony Brian O'Sullivan

  IRN ABO01003

  • CF30 Customer (21 Oct 2020 to 28 Feb 2023)
  • CF1 Director (AR) (21 Oct 2020 to 28 Feb 2023)
  • CF3 Chief Executive (AR) (14 May 2020 to 17 Sep 2020)
• Aoifinn Claire Patricia Devitt

  IRN AXD01293

  • CF30 Customer (1 Nov 2007 to 26 Jul 2011)
  • CF21 Investment Adviser (5 Sep 2006 to 31 Oct 2007)
• Arnab Banerji

  IRN AKB01030

  • CF4 Partner (AR) (4 Jun 2010 to 15 Jun 2011)
  • CF30 Customer (4 Jun 2010 to 15 Jun 2011)
• Arthur Fraga Baer Bahia

  IRN AXF01890

  • CF1 Director (AR) (23 Aug 2016 to 31 Jan 2018)
  • CF30 Customer (23 Mar 2015 to 31 Jan 2018)
• Arthur Mizne

  IRN AXM12185

  • CF30 Customer (since 5 Mar 2019)
  • CF1 Director (AR) (since 5 Mar 2019)
• Barclay Saastad

  IRN BXS02130

  • CF30 Customer (21 Apr 2016 to 8 Jul 2022)
  • CF1 Director (AR) (21 Apr 2016 to 8 Jul 2022)
• Berenika Maria van Hovell tot Westerflier

  IRN BMH01044

  • CF30 Customer (21 Feb 2018 to 18 Oct 2018)
• Berik Otemurat

  IRN BXO01235

  • CF4 Partner (AR) (23 Jul 2018 to 5 Aug 2019)
  • CF30 Customer (23 Jul 2018 to 5 Aug 2019)

• Pipa Global Investments Limited (no longer appointed)

  FRN 754772 · Appointed 2 Aug 2016 · Until 10 Dec 2019

• Castle Capital Partners LLP (no longer appointed)

  FRN 751564 · Appointed 1 Jul 2016 · Until 31 Jan 2017

• Tenzing Private Equity LLP (no longer appointed)

  FRN 751108 · Appointed 28 Jun 2016 · Until 30 Sep 2016

• Turim UK Limited (no longer appointed)

  FRN 744760 · Appointed 21 Apr 2016 · Until 30 Nov 2018 · Tied agent

• Shuswap Capital Limited (no longer appointed)

  FRN 744400 · Appointed 18 Apr 2016 · Until 11 Jul 2022

• Elicap Limited (no longer appointed)

  FRN 743965 · Appointed 13 Apr 2016 · Until 21 Nov 2016

• Columbus Investment Partners Limited (no longer appointed)

  FRN 728602 · Appointed 10 Dec 2015 · Until 9 Nov 2023

• Old Hall Advisers II Limited (no longer appointed)

  FRN 716179 · Appointed 8 Sep 2015 · Until 31 Aug 2023

• Victoire Investments Limited (no longer appointed)

  FRN 697429 · Appointed 19 May 2015 · Until 2 Mar 2017

• TITAN ADVISORS UK LTD (no longer appointed)

  FRN 684444 · Appointed 14 Apr 2015 · Until 15 Aug 2022

No changes recorded yet.