Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London LGPS CIV Limited (no longer approved here)

    FRN 710618

    • [FCA CF] Client dealing (15 Jan 2024 to 1 Oct 2024)
    • [FCA CF] Material risk taker (15 Jan 2024 to 1 Oct 2024)
    • [FCA CF] Manager of certification employee (15 Jan 2024 to 1 Oct 2024)
  • AMOVA ASSET MANAGEMENT UK LIMITED (no longer approved here)

    FRN 122084

    • CF30 Customer (20 Jun 2012 to 25 Oct 2013)
  • Alvine Capital Management Limited (no longer approved here)

    FRN 436001

    • CF30 Customer (26 Nov 2009 to 1 Jun 2010)
  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF30 Customer (1 Nov 2007 to 26 Jul 2011)
    • CF21 Investment Adviser (5 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.