Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 25 Sep 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 25 Sep 2020)
- CF2 Non Executive Director (16 Jun 2011 to 8 Dec 2019)
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- CF30 Customer (4 Jun 2010 to 15 Jun 2011)
- CF4 Partner (AR) (4 Jun 2010 to 15 Jun 2011)
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- Employed By (4 Jun 2010 to 12 Jul 2017)
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- CF2 Non Executive Director (4 Oct 2004 to 16 Nov 2010)
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- CF1 Director (1 Dec 2001 to 14 Aug 2002)
- CF27 Investment Management (1 Dec 2001 to 14 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.