Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 25 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 25 Sep 2020)
    • CF2 Non Executive Director (16 Jun 2011 to 8 Dec 2019)
  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF30 Customer (4 Jun 2010 to 15 Jun 2011)
    • CF4 Partner (AR) (4 Jun 2010 to 15 Jun 2011)
  • Collabrium Advisors LLP (no longer approved here)

    FRN 524950

    • Employed By (4 Jun 2010 to 12 Jul 2017)
  • British International Investment Plc (no longer approved here)

    FRN 195649

    • CF2 Non Executive Director (4 Oct 2004 to 16 Nov 2010)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF1 Director (1 Dec 2001 to 14 Aug 2002)
    • CF27 Investment Management (1 Dec 2001 to 14 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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