Alternatives St James LLP

Date authorised
1 April 2013
Companies House
OC311987
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Elgin Road
    Bournemouth
    BH4 9NL
    UNITED KINGDOM
    Phone
    +4402078398088

  • Complaints Contact

    8 Elgin Road
    Bournemouth
    BH4 9NL
    UNITED KINGDOM
    Phone
    +4402078398088

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Brennan

    IRN AXB01435

    • CF4 Partner (AR) (16 Apr 2013 to 23 May 2014)
    • CF30 Customer (16 Apr 2013 to 23 May 2014)
  • Anthony Stern

    IRN AXS02333

    • CF30 Customer (15 Sep 2015 to 31 Aug 2023)
    • CF1 Director (AR) (15 Sep 2015 to 31 Aug 2023)
  • Antony Brian O'Sullivan

    IRN ABO01003

    • CF30 Customer (21 Oct 2020 to 28 Feb 2023)
    • CF1 Director (AR) (21 Oct 2020 to 28 Feb 2023)
    • CF3 Chief Executive (AR) (14 May 2020 to 17 Sep 2020)
  • Aoifinn Claire Patricia Devitt

    IRN AXD01293

    • CF30 Customer (1 Nov 2007 to 26 Jul 2011)
    • CF21 Investment Adviser (5 Sep 2006 to 31 Oct 2007)
  • Arnab Banerji

    IRN AKB01030

    • CF4 Partner (AR) (4 Jun 2010 to 15 Jun 2011)
    • CF30 Customer (4 Jun 2010 to 15 Jun 2011)
  • Arthur Fraga Baer Bahia

    IRN AXF01890

    • CF1 Director (AR) (23 Aug 2016 to 31 Jan 2018)
    • CF30 Customer (23 Mar 2015 to 31 Jan 2018)
  • Arthur Mizne

    IRN AXM12185

    • CF30 Customer (since 5 Mar 2019)
    • CF1 Director (AR) (since 5 Mar 2019)
  • Barclay Saastad

    IRN BXS02130

    • CF30 Customer (21 Apr 2016 to 8 Jul 2022)
    • CF1 Director (AR) (21 Apr 2016 to 8 Jul 2022)
  • Berenika Maria van Hovell tot Westerflier

    IRN BMH01044

    • CF30 Customer (21 Feb 2018 to 18 Oct 2018)
  • Berik Otemurat

    IRN BXO01235

    • CF4 Partner (AR) (23 Jul 2018 to 5 Aug 2019)
    • CF30 Customer (23 Jul 2018 to 5 Aug 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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