Alph Capital Limited

Date authorised
1 December 2016
Companies House
10293635
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17C Curzon Street
    London
    Westminster
    W1J 5HU
    UNITED KINGDOM
    Phone
    +447768511961
    Web
    https://www.alphcapital.com

  • Complaints Contact

    17C Curzon Street
    London
    Westminster
    W1J 5HU
    UNITED KINGDOM
    Phone
    +447768511961

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Contractually Based Investments), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Rights to or interests in investments (Contractually Based Investments), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Rights to or interests in investments (Contractually Based Investments), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Rights to or interests in investments (Contractually Based Investments), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Rights to or interests in investments (Contractually Based Investments), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amnon Barak

    IRN AXB01572

    • (6)SMF16 Compliance Oversight (since 10 May 2024)
    • (7)SMF3 Executive Director (since 10 May 2024)
    • (5)SMF17 Money Laundering Reporting Officer (MLRO) (since 10 May 2024)
  • Champagne Olivier Henri

    IRN CXO00144

    • (1)[FCA CF] Client dealing (25 Oct 2022 to 8 Feb 2023)
  • Mattia Milanesio

    IRN MXM04156

    • (1)[FCA CF] Client dealing (since 7 Sep 2020)
    • (2)SMF3 Executive Director (20 Sep 2021 to 17 Jun 2024)
    • (3)CF30 Customer (20 Dec 2016 to 8 Dec 2019)
  • Philippe-Pierre Michelotti

    IRN PXM01532

    • (2)SMF3 Executive Director (since 26 Nov 2021)
    • (4)[FCA CF] Client dealing (since 7 Sep 2020)
    • (3)SMF1 Chief Executive (since 11 Jun 2020)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (26 Nov 2021 to 11 Jul 2024)
    • (5)SMF16 Compliance Oversight (26 Nov 2021 to 11 Jul 2024)
    • (6)SMF3 Executive Director (9 Dec 2019 to 11 Jun 2020)
    • (9)CF10 Compliance Oversight (1 Dec 2016 to 17 Nov 2018)
    • (8)CF11 Money Laundering Reporting (1 Dec 2016 to 17 Nov 2018)
    • (7)CF30 Customer (1 Dec 2016 to 8 Dec 2019)
    • (10)CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • Richard henry john Harris

    IRN RHH01047

    • (16)[FCA CF] Client dealing (7 Sep 2020 to 12 Jan 2022)
    • (13)SMF3 Executive Director (1 May 2020 to 12 Jan 2022)
    • (11)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Jan 2022)
    • (12)SMF16 Compliance Oversight (9 Dec 2019 to 12 Jan 2022)
    • (15)CF10 Compliance Oversight (1 Nov 2018 to 8 Dec 2019)
    • (14)CF11 Money Laundering Reporting (1 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (13)SMF3 Executive Director

  2. controlled function added: (12)SMF16 Compliance Oversight

  3. controlled function added: (11)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (10)CF1 Director

  5. controlled function added: (9)CF10 Compliance Oversight

  6. controlled function added: (8)CF11 Money Laundering Reporting

  7. controlled function added: (7)CF30 Customer

  8. controlled function added: (6)SMF3 Executive Director

  9. controlled function added: (5)SMF16 Compliance Oversight

  10. controlled function added: (4)SMF17 Money Laundering Reporting Officer (MLRO)

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