Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alph Capital Limited
FRN 756192
- (1)[FCA CF] Client dealing (since 7 Sep 2020)
- (2)SMF3 Executive Director (20 Sep 2021 to 17 Jun 2024)
- (3)CF30 Customer (20 Dec 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Client dealing at Alph Capital Limited
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controlled function added: (2)SMF3 Executive Director at Alph Capital Limited
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controlled function added: (3)CF30 Customer at Alph Capital Limited
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controlled function added: (1)[FCA CF] Client dealing at Alph Capital Limited