Philippe-Pierre Michelotti

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alph Capital Limited

    FRN 756192

    • (2)SMF3 Executive Director (since 26 Nov 2021)
    • (4)[FCA CF] Client dealing (since 7 Sep 2020)
    • (3)SMF1 Chief Executive (since 11 Jun 2020)
    • (5)SMF16 Compliance Oversight (26 Nov 2021 to 11 Jul 2024)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (26 Nov 2021 to 11 Jul 2024)
    • (6)SMF3 Executive Director (9 Dec 2019 to 11 Jun 2020)
    • (9)CF10 Compliance Oversight (1 Dec 2016 to 17 Nov 2018)
    • (10)CF1 Director (1 Dec 2016 to 8 Dec 2019)
    • (7)CF30 Customer (1 Dec 2016 to 8 Dec 2019)
    • (8)CF11 Money Laundering Reporting (1 Dec 2016 to 17 Nov 2018)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • CF26 Customer Trading (26 Mar 2002 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at Alph Capital Limited

  2. controlled function removed: SMF1 Chief Executive at Alph Capital Limited

  3. controlled function removed: [FCA CF] Client dealing at Alph Capital Limited

  4. controlled function added: (4)SMF17 Money Laundering Reporting Officer (MLRO) at Alph Capital Limited

  5. controlled function added: (5)SMF16 Compliance Oversight at Alph Capital Limited

  6. controlled function added: (6)SMF3 Executive Director at Alph Capital Limited

  7. controlled function added: (7)CF30 Customer at Alph Capital Limited

  8. controlled function added: (8)CF11 Money Laundering Reporting at Alph Capital Limited

  9. controlled function added: (9)CF10 Compliance Oversight at Alph Capital Limited

  10. controlled function added: (10)CF1 Director at Alph Capital Limited

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