ALLIED FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Allied House

  98 Standishgate

  Wigan

  WN1 1XA

  UNITED KINGDOM

  Phone

  +4401942403377

  Web

  https://www.alliedfs.co.uk

• Complaints Contact

  98 Standishgate

  Wigan

  WN1 1XA

  UNITED KINGDOM

  Phone

  +4401942403370

  Web

  https://www.alliedfs.co.uk

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alisdair John Lindley

  IRN AJL01184

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (1 Dec 2006 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (1 Dec 2006 to 31 Mar 2009)
  • CF1 Director (1 Dec 2006 to 8 Dec 2019)
• Amanda Taylor

  IRN AXT00344

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Sep 2023)
  • SMF16 Compliance Oversight (since 12 Sep 2023)
  • SMF3 Executive Director (since 17 Mar 2023)
  • [FCA CF] Client dealing (since 1 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
• Ann Shirley

  IRN AXS04798

  • CF30 Customer (13 Jan 2018 to 19 Jul 2019)
• Charlie Parker

  IRN CXP16318

  • [FCA CF] Functions requiring qualifications (6 May 2025 to 30 Jun 2025)
• Derrick Andrew Haigh

  IRN DAH00054

  • CF30 Customer (4 Oct 2012 to 2 Jun 2017)
• Georgia Mullany

  IRN GXM00635

  • [FCA CF] Functions requiring qualifications (1 Apr 2025 to 30 Jun 2025)
• Helen Mary Elizabeth Tansley

  IRN HMT00005

  • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 31 Dec 2024)
  • [FCA CF] Client dealing (15 Feb 2021 to 31 Dec 2024)
• Jonathan David Smith

  IRN JDS00011

  • CF30 Customer (14 Dec 2012 to 10 Sep 2014)
• Joseph Peter Dickinson

  IRN JXD00411

  • [FCA CF] Functions requiring qualifications (1 Apr 2025 to 30 Jun 2025)
• Keith Lonsdale Jackson

  IRN KXL00016

  • [FCA CF] Client dealing (since 27 Nov 2020)
  • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 31 Mar 2026)
  • CF30 Customer (11 Dec 2012 to 8 Dec 2019)

No changes recorded yet.