Jonathan David Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sterling Trust Professional (York) Limited (no longer approved here)
FRN 165828
- (4)Employed By (28 Jan 2016 to 13 Apr 2016)
Alexander House Financial Services Limited (no longer approved here)
FRN 601371
- Employed By (7 Apr 2015 to 8 Dec 2019)
REGENTIA LIFESTYLE PLANNING LTD (no longer approved here)
FRN 413890
- CF30 Customer (27 Nov 2014 to 12 Aug 2015)
ALLIED FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 458009
- CF30 Customer (14 Dec 2012 to 10 Sep 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.