Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ALLIED FINANCIAL SERVICES LIMITED
FRN 458009
- [FCA CF] Client dealing (since 27 Nov 2020)
- [FCA CF] Functions requiring qualifications (27 Nov 2020 to 31 Mar 2026)
- CF30 Customer (11 Dec 2012 to 8 Dec 2019)
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- CF21 Investment Adviser (17 Jun 2004 to 1 Nov 2005)
- CF22 Investment Adviser (Trainee) (1 May 2002 to 17 Jun 2004)
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- (5)Employed By (1 Dec 2001 to 1 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.