Amanda Taylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALLIED FINANCIAL SERVICES LIMITED

    FRN 458009

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 12 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Sep 2023)
    • SMF3 Executive Director (since 17 Mar 2023)
    • [FCA CF] Client dealing (since 1 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Client dealing (26 Oct 2021 to 27 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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