Allianz Global Investors UK Limited

• Principal Place of Business

  Allianz Global Investors

  199 Bishopsgate

  London

  City Of London

  EC2M 3TY

  UNITED KINGDOM

  Phone

  +442078599000

  Web

  https://www.allianzgi.com/en/

• Complaints Contact

  Allianz Global Investors

  199 Bishopsgate

  London

  City Of London

  EC2M 3TY

  UNITED KINGDOM

  Phone

  +442032467862

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Rights to or interests in investments (Security), Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Rights to or interests in investments (Security), Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Michael Hendey

  IRN MXH03307

  • [FCA CF] Client dealing (since 17 Apr 2023)
• Michael Krautzberger

  IRN MXK01551

  • SMF3 Executive Director (since 1 Jul 2025)
  • SMF18 Other Overall Responsibility (1 Jul 2025 to 1 Jul 2025)
• Michael Riddell

  IRN MHR01029

  • [FCA CF] Client dealing (30 May 2023 to 31 May 2024)
• Michael Romanos

  IRN MJR01408

  • [FCA CF] Client dealing (since 6 Apr 2026)
• Michael Thomas Hartmann

  IRN MXH00641

  • SMF24 Chief Operations (since 1 Dec 2022)
• NEDA Avramova

  IRN NXA02082

  • [FCA CF] Client dealing (since 30 May 2023)
• NEIL Brown

  IRN NXB00131

  • [FCA CF] Client dealing (30 May 2023 to 29 Jan 2025)
  • SMF3 Executive Director (1 Dec 2022 to 29 Jan 2025)
• NICOLAS Lucas

  IRN NML01023

  • [FCA CF] Client dealing (since 30 May 2023)
• OLIVER Sloper

  IRN OGS01006

  • [FCA CF] Client dealing (since 30 May 2023)
• PATRICK Bayliss

  IRN PTB01034

  • [FCA CF] Client dealing (since 30 May 2023)

No changes recorded yet.